Ensure compliance with DORA requirements
Streamline risk management, incident reporting, and third-party oversight while maintaining real-time visibility into compliance efforts
Helping financial institutions leverage automation to ensure compliance with the Digital Operational Resilience Act (DORA) while enhancing resilience and minimizing operational disruptions.
Explore how the UiPath Platform can assist you in meeting strict banking and financial services data, security, privacy, and regulatory requirements.
How UiPath Document Understanding™ can help
Automated risk reporting and compliance:
UiPath Document Understanding can extract relevant information from large volumes of documents related to ICT risks, audit reports, and compliance guidelines. Automating this process can ensure that reports are generated quickly and accurately, in alignment with DORA requirements.
Incident data extraction and classification:
UiPath Document Understanding and UiPath Communications Mining™ work together to extract and organize incident data. Communications Mining processes unstructured data like emails and chats, while Document Understanding handles structured data from formal records. Together, they create a complete incident timeline and provide a comprehensive overview.
Third-party risk assessment:
Many financial institutions work with outside companies that must also follow DORA rules. Document Understanding can review contracts, SLAs, and vendor reports to pull out the key details needed to ensure third-party compliance.
Governance documentation processing:
DORA demands strict governance around ICT risk management. Document Understanding can handle governance documents, making sure all policies, risk frameworks, and internal procedures are correctly sorted, stored, and easily accessible.
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Unlocking data potential:
The transformative power of fourth-generation intelligent document processing